(2) Mr. Patiphat Supasirisin and (3) Mr. Sakesan Baisak jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and
Mr. Soraj Asavaprapha While being a director of Jasmine International Public Company Limited (JAS), Mr. Soraj Asavaprapha failed to perform his duties with loyalty as a result of obtaining unusual
1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 4, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654
Fax. - 5. MACQUARIE SECURITIES (THAILAND) LIMITED 28TH FLOOR CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2694-7999 Fax. 0-2694-7878 6. MAYBANK SECURITIES
with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and
or provide services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the
act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market
damage at the amount of 20,000 baht. SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited
-2614-6000 Fax.0-2614-6362 8 DAOL SECURITIES (THAILAND) PUBLIC CO.,LTD. 9, 18, 39 AND 52 TH FLOOR, CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2648-1111 Fax