limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the
as well as financial intermediaries and service providers with the right incentives to perform their roles within a framework of checks and balances. The Principles are intended to be concise
revision becomes effective, we agree to abide by the revised Standard Procedures or the Manuals as well. 1 . 2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s
the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the Standard Procedures through the SEC Account
abide by the revised Standard Procedures or the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the
the duration of possible extension, as well as how this information will be made public. 4. In case the exact dates of the offering period are not known, disclose the arrangements for announcing the
policy and goal of MDES is to reinforce the solid practices of personal data protection in Thailand since it is the cornerstone of digital economy development as well as cybersecurity strength. This
Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS full [ ] 1. Fund Fact Sheet/ Product Highlight Sheet (Part I) [ ] [ ] 2. Key
Page 1 of 5 Form 69 – CIS full Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS full [ ] 1. Fund Fact Sheet/ Product Highlight