laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to livelihoods or engagement in occupations will be abolished or
the overall capital market confidence. These proposed amendments would also streamline regulations to facilitate business operators in accordance with the SEC's Regulatory Guillotine* by allowing
under the responsibility of SEC. And it is also in line with the mission of the Central Institute of Forensic Science in using forensic science to promote the judicial process and cooperate with
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding
sector. He stated that “The SDG guidebook and the Impact Standards can be both a business opportunity and a new way to strengthen competitiveness for listed companies and the business sector in Thailand
provided that there is an investment limit for each member; (4) Promotion of investment diversification to be in line with international standards and market development. This includes determination of
Governance or ESG) of listed companies by making greenhouse gas emission be one of the disclosure issues in which listed companies would state its intention of doing business with ESG and investors can take
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that