Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he
exploitation of this channel for the benefits of certain person or group of persons.Mr. Vorapol Socatiyanurak, SEC Secretary-General, said ?In establishing a retail fund, its investment units should be dispersed
Bangkok, March 25, 2013 ? The SEC will allow mutual funds, private funds, and provident funds to invest in investment units of infrastructure funds so as to increase their investment alternatives and
minimum size of infrastructure trust is set at 10,000 million baht, providing further that if investing in two or more projects, the size of each project must be at least 3,000 million baht. For units of
Bangkok, January 19, 2012 ? The SEC is seeking public comments on a draft amendment to the property fund rule governing allocation of investment units which would ? through exemption of the small lot
) Miss Orranan Boonma and (2) Mr. Nugul Phengkham, sold units of TOPLINE's condominium, The Clover Phuket, to four persons, namely (3) Mr. Thanyapong Limwongyut (4) Mr. Akkaradech Wattana (5) Miss
(1) Miss Orranan Boonma and (2) Mr. Nugul Phengkham, sold units of TOPLINE's condominium, The Clover Phuket, to four persons, namely (3) Mr. Thanyapong Limwongyut (4) Mr. Akkaradech Wattana (5