• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on
Memorandum of Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of
Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year
investment analyst by a regulator in an ASEAN country which is accepted by the SEC Office.1 1 an ASEAN country which is accepted by the SEC Office means a signatory to the Memorandum of Understanding on the
requires that the operatives are thoroughly acknowledged and of understanding in their roles and the limits of their respective power.SEC and the aforementioned five state departments have partnered and
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive
understanding of risk and investment, investment experience, financial position, financial encumbrances, desire and restriction of investment etc.. Clause 16. In making investment advisory handbook for
=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit Boonsat, Director of the
=system_name%3ASEC_News&start=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit