, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing
Ms. Ruenvadee Suwanmongkol, SEC Secretary General (right) and H.E. Brian Davidson, the British Ambassador to Thailand (left) sign a Memorandum of Understanding (MoU) to promote inclusive economic
, especially when solicited and promised higher profits with no risks. If the investing public are not observant, not informed, and not fully of the understanding of the products, or if they invest in
regulations in business. The business providers must also have adequate personnel with the understanding in the basic operating principle and the risks of such algorithm, and are responsible to use the
business providers must also have adequate personnel with the understanding in the basic operating principle, the risks of such an algorithm and the responsibility of using technology and use it to manage
received for injured parties, to educate attendees on class action for clearer understanding.
market participants? understanding and preparation for adoption of FinTech to the capital market ecosystem as it is becoming a major tool for innovating financial products and services, and to update
, underwriter will be required to seek client?s information sufficient to learn of client?s investment objective and understanding on the product. For the purpose of flexibility and practicality, underwriter is
the boards? understanding of their roles and responsibilities related to the CG Code and its practical relevance to the companies? business context, in the listed companies? disclosure.The revised Form