concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the
; (2) acceptance of fees charged under this Emergency Decree. The fees under (2) shall be for the account of the SEC Office. Section 15. To protect the public interest or investors, the SEC Office shall
for the account of the SEC Office. Section 15. To protect the public interest or investors, the SEC Office shall have the duty to disclose the information relating to any violation and penalty imposed
to invest in the project due to reasonable return and low risk, despite the fact that the IFA’s opinion on the risk of unclear source of funds, and present to the shareholders for approval. Agenda 10
environmental impacts of different investments and protect investors from greenwashing, put pressure on companies to become climate aligned and steer investment towards more sustainable initiatives. It must be
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on
unavailability of anti-corruption policy or having an unclear policy against corruption. In any case, the SEC will continue to keep a close watch on listed companies? anti-corruption development. ?The Anti
safeguard shareholders' interests. The SEC’s roles include enhancing regulations and supervisory measures through collaboration with the SET to elevate oversight and quality of listed companies. For example
long term for the benefit of beneficiaries or clients. The over-arching obligation of every investment institution is to promote and safeguard the interests of beneficiaries or clients. This is often