registered list of companies? directors. Thus, any company having such director who is no longer included in the registered list of companies? directors will be unable to offer securities for sale due to
specified on the website of the SEC Office. Clause 4 In case of a necessary ground causing the CIS operator to be unable to submit the sale report as prescribed under Clause 3 to the SEC Office within the
AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the companies’ managements arising from lack of efficiency
financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company’s executives. Consequently, the auditor was unable to find sufficient evidence to justify the management’s
transaction participate in this decision making. Those who are unable to attend the meeting are advised to appoint other person as their proxy to vote on their behalf, in which case their voting decision should
amount of 90 million baht while GSTEL is unable to secure external funding sources. In addition, GJS has sufficient cash flows and liquidity to support the short-term loan to GSTEL without collateral
unable to analyze and compare such information efficiently. Meanwhile securities brokers are concentrating more on portfolio advisory and offering more technology-driven services. Given this changing
). Concurrently, the SEC is unable to maintain his name on the Executive Database.In any case, the filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case
.??Previously, the regulations required holding company to hold shares in core business in high proportion to allow absolute control over business. Practically, many of holding companies are unable to hold shares
a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share