conceal shareholding information, which could lead to inappropriate behaviors in the capital market or a lack of information that may affect investment decision making of investors. The SEC is therefore
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
ที่จะกำหนดห้ามที่ปรึกษาทางการเงินและผู้จัดจำหน่ายหลักทรัพย์ ที่มีส่วนร่วมในการกำหนดราคาในการเสนอขายหุ้น (lead underwriter) ซื้อหรือขายหุ้นที่ตนรับเป็น ที่ปรึกษาทางการเงินหรือจัดจำหน่ายในช่วง 30 วันนับ
behalf or sell such assets and transfer the sale money to the foreign regulator. It is foreseeable that if such principle is accepted, it will lead to relevant regulatory amendments in several member
? financial position. Besides, such kind of loans could be related to money laundering and lead to inappropriate securities trading activities.? ?Part of the problem is in relation to credit lines given by
listed companies in the same group; and (6) The Company shall report the resignation or termination of its audit committee to the Stock Exchange immediately. To allow the Company a compliance lead
in 2006 to promote awareness of the shareholders meeting as an important tool for raising good corporate governance. This year, TIA has taken over the project?s lead organizer role for the first time