comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446
positions as both the CEO and Managing Director. 2. The securities company did not have in place tape recording for all telephone lines regarding securities trading advices as previously ordered by the SEC
evidence of trading confirmation onto the telephone recording system; 2. Kitiwan Chongnarangsin (three-month suspension from the status of securities and derivatives investor contact) ? making trading
formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore conducted virtually via telephone instead. Given the significance of the case concerning the duties of listed
telephone/facsimile at 0-2033-4620 or 0-2263-6050 or email: nattasasi@sec.or.th or rangrong@sec.or.th. The public hearing ends on 8 December 2017. __________________
services” added Rapee.Interested parties in applying for approval of wealth advisor are welcome to contact SEC for advice and recommendations via telephone on 0-2263-6050 and 0-2033-4620, or email
mainly due to increased demand in telecommunication product such as set-top-box and printer products compared to previous year. 2. Cost of sales For the first quarter ended 31 March 2019, the Company’s
the problems of the operations of the Television and Telecommunication, the significant details which related to the Group are the subsidiary will be exempted for the installment of the license fee