e-service Online Submission See canceled document Securities Borrowing and Lending >> Net Liquid Capital (section 97)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Anti-fraud Provisions (section 98(3))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Forward Transactions/OTC Equity Derivatives Transactions (section 98(4))   Type Title Section See Document Status

e-service Online Submission See canceled document Securities Borrowing and Lending >> Advertising (section 98(10))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Accounting and Records (section 105)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Audited Financial Statements & Auditor Approval (section 106)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Securities Borrowing and Lending >> Public Disclosure (section 108)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Borrowing and Lending >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act