benefits received from activities other than investment (if any); Portfolio turnover ratio; The opinion of the mutual fund management company; The opinion of the mutual fund supervisor; Information on
, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC will notify the results within 90 days after receiving the application and a
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
benefits received from activities other than investment (if any); Portfolio turnover ratio; The opinion of the mutual fund management company; The opinion of the mutual fund supervisor; Information on
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
Government Complex hotel and Convention Centre Chaeng Watthana.SEC Secretary-General Ruenvadee Suwanmongkol said that SEC, as a supervisor and developer of the capital market, has a policy to support the
provident funds; (2) Asset owners such as the Government Pension Fund, the Social Security Office and insurance companies; (3) Related service providers such as fund supervisor, custodian and investment
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided