Advisory or an Undertaking of Derivatives Business In the Category of Derivatives Investment Advisory ______________________ Whereas nowadays the giving of advice on the value or the suitability of
of management, work systems, particularly efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once
นที่ผู้ประกอบธุรกิจก ำหนดไว้ 2.2 การท า suitability test ผู้ประกอบธุรกิจต้องท ำ suitability test ให้แก่ลูกค้ำที่จะลงทุนในกองทุนรวม ตลำดเงินในประเทศ และยกเว้นกำรท ำ suitability test ให้ลูกค้ำ UHNW
) clients’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of
’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3
shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3 (12) clients’ asset An
ทรัพย์สิน ที่มีความเสี่ยงต่่า แต่ก็มีโอกาสขาดทุนได้” 5. การประเมินความเหมาะสมในการลงทุน (“suitability test”) การท่า suitability test เป็นการสร้างความตระหนักถึงความส่าคัญของการวางแผนการลงทุน ให้กับผู้ลงทุน อีก
assessment, suitability test and checklists for explanation of the structured notes features and information. {A} admitted that he did not contact the client and not give any investment advice.Signing the
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.