dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2022
1 ฝ่ายส่งเสริมเทคโนโลยีทางการเงิน สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) คณะกรรมการดูแลเสถียรภาพทางการเงิน (Financial Stability Board: FSB) ซึ่งเป็นองค์กรที่ติดตามดูแล เสถียรภาพ
house” means any derivatives clearing house according to the Law on Derivatives; “securities clearing house” means any securities clearing house according to the Law on Securities and Exchange
institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of
Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on
the SEC inspection is entitled to protection under the Securities and Exchange Act B.E. 2535 (1992). The law prohibits any employing securities firm or issuer from treating its employees unfairly by
Board Member, Capital Market Supervisory Board Education Master of Laws (LLM), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
SHARE : Detail Content Investors' Rights The law prescribes rights for investors so that they are treated with fairness, not fall prey to fraudulence schemes, and not exploited by any parties. The