possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
นักงำน ผู้ลงทุนสถำบนัมีศักยภำพในกำรลงทุน/กำรรับควำมเสี่ยง (sophisticated) และดูแลตนเองได้ ประกอบกบัหลักเกณฑ์ปจัจบุัน อนุญำตใหผู้้ลงทนุสถำบันสำมำรถรับข้อมูลหรือค ำแนะน ำ กำรลงทุนจำกผูป้ระกอบกำรต่ำงประเทศ
กรณีท่ีเป็น การเสนอขายหลกัทรัพยต่์อผูล้งทุนในกลุ่มแรก (sophisticated investor) ซ่ึงไดรั้บการสันนิษฐานวา่เป็น ผูล้งทุนท่ีมีความรู้ความเขา้ใจในเร่ืองความเส่ียงท่ีเกิดจากการลงทุน กฎเกณฑท่ี์ก ากบัดูแลจึงผอ่น
the essential issues of the information of such mutual fund rating; (2) having reliable shares holding structure, organization structure, scope of business operation, directors, managers, department
) Access to essential services (e.g. health, education and vocational training, healthcare, telecommunication, financing and financial services); (iii) Affordable housing (e.g. construction, renovation and
infrastructure (e.g. clean drinking water, sewers, sanitation, transport, energy) • Access to essential services (e.g. health, education and vocational training, healthcare, financing and financial services
essential services (e.g. health, education and vocational training, healthcare, financing and financial services) • Affordable housing • Employment generation, and programs designed to prevent and/or
Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402
information is an essential part of the disclosure required to enable shareowners and investors to make informed investment decisions. The term ‘non-financial’ is used to refer to information relevant to the
from data analytics, enabled banks to target, attract and engage customers using more sophisticated techniques. Banks cooperated with potential partners across industries to gain new opportunities and