records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send
complaints, please call SEC Help Center Hotline at 1207 or send an email to complain@sec.or.th.___________________________
business operators at www.sec.or.th and via SEC Check First application. For inquiries or tips for further investigation, please call the SEC Help Center 24-hour Hotline at 1207 or send an email to complain
may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of
the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
share repurchase of major shareholders, which, in turn, would help reduce volatility in share prices and send a positive signal to investors. Given current market situations, the relaxed rules will apply
. Stakeholders and interested parties are welcome to give comments and suggestions via the website or send an email to cholatip@sec.or.th or supavade@sec.or.th. The public hearing ends on 12 April 2021
SET members and send trading orders of gold-linked securities. In addition, market makers are allowed to manage the trading price of Thai ETFs to be in the proximity of the value of the underlying
made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may express their comments at the website or send comments by e-mail to piyaruj@sec.or.th