not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any

complaints, please call SEC Help Center Hotline at 1207 or send an email to complain@sec.or.th.___________________________

time they open a new account. The single form helps to solve such issue. In addition, investors may request the current service provider who has a compatible system to send the account opening

. Stakeholders and interested parties are welcome to give comments and suggestions via the website or send an email to cholatip@sec.or.th or supavade@sec.or.th. The public hearing ends on 12 April 2021

business operators at www.sec.or.th and via SEC Check First application. For inquiries or tips for further investigation, please call the SEC Help Center 24-hour Hotline at 1207 or send an email to complain

meeting for the consideration of the business rehabilitation petition. This incident played a role in the resignation of some JKN directors. In this regard, JKN explained that the decision not to send a

” means derivatives under law on derivatives and any other similar contracts; (4) “foreign derivatives exchange” means juristic person established under foreign law which is capable of providing derivatives

operator registration under Clause 2 (1) and (2) shall possess the qualifications as follows: (1) being capable of operating the derivatives business of the category under the relevant supervisory law ; (2

business operator registration under Clause 2 (1) and (2) shall possess the qualifications as follows: (1) being capable of operating the derivatives business of the category under the relevant supervisory

investment decision of the public, appraisal requires a knowledgeable, capable and responsible person to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose