suspicious unlicensed persons, please call SEC Help Center at 0-2263-6000 or send an email to complain@sec.or.th, and in case of agricultural futures, to enforcement@aftc.or.th. The SEC strongly advises the
such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client. They cannot make decisions on behalf of clients
account for Sippakorn to send trading orders, facilitated respective payments for the provided account, and used such client's account for his own securities trading. Furthermore, he ordered a subordinate
portfolios and investors? right protection. Interested organizations are welcomed to disseminate the SEC financial literacy media to wider public audiences. For more information, please send an email to start
accounts, send trading orders, and facilitate financial transactions related to such manipulative tradings. The DSI and public prosecutors under the Department of Special Litigation of the Office of the
initial investment starts at 350,000 baht. Upon signing the contract, trading account and code will be sent to client via email. Then, client can send trading orders as well as verify trading transactions
, if the SEC Office approves the application, the SEC Office shall send an email with a link for the first-time signing in to Company Account to the email address the Applicant has specified in the
คุณสมบัติของกรรมการและผู้บริหารว่าไม่มีลักษณะขาดความน่าไว้วางใจตามหลักเกณฑ์ที่กำหนด ดังนี้ เมื่อบันทึกข้อมูลครบแล้วให้ทำการส่งข้อมูลโดยการเลือกปุ่ม SEND ที่อยู่ด้านล่างของหน้าจอ 5. หลังจากกด SEND แล้ว หน้าจอ
ตัง้ฯ Download ค าขอ (pdf) & Print Hard Copy Scan & Upload ค าขอที่ ลงนาม พรอ้มหลักฐาน อืน่ๆ (ถา้ม)ี Send ค าขอ ผา่นระบบ หรอื EXAM account Company account Account Administrator (ผูบ้รหิารบญัชผีูใ้ชง้าน
Public; 2. In case of applying for registration of SEC Account, if the SEC Office approves the application, the SEC Office shall send an email with a link for the first-time signing in to SEC Account to