of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
Property Fund, Infrastructure Fund, and Real Estate Investment Trust (REIT), and the Chairperson of the Working Group on the Consideration of the SEC Approval Criteria for the Self Regulatory Organization in
accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation
addition, we encouraged regional cooperation in setting mutual supervisory standards and extended our endeavors with international regulators to create positive operating environment for cross-market
conducted a self-evaluation to determine how the organization fared against guidelines of the Collective Action Coalition Against Corruption (CAC), established by the Institute of Directors (IOD). On all
those persons, except that for smaller operating subsidiaries, the board may delegate this authority to the chief executive officer. (2) The duties and responsibilities of subsidiary directors
audit engagement as a group auditor for a group of companies that had an associated company operating overseas. This associated company was audited by a local auditor whose audit works were documented in