Proactive oversight The board should proactively oversee, review and approve the approach to risk management regularly or with any significant business change and satisfy itself that the approach is
license type C , as the case may be, at all time during its undertaking of derivatives business. If the derivatives business licensee fails to satisfy any condition set out under Paragraph 1, the Securities
business license type C, as the case may be, at all time during its undertaking of derivatives business. If the derivatives business licensee fails to satisfy any condition set out under Paragraph 1, the
of the Investee Companies. 3.2.3 Satisfy themselves that the leadership and corporate governance of the Investee Companies is effective. 3.2.4 Ensure that the Board of Directors (and sub–committees) of
regulator in a Recognised ACMF Member Country to undertakethe activity of investment advice; and 2. satisfy fit and proper criteria as set out under Schedule 1 of the SC’s Licensing Handbook. Holder of
enforcement order to seize the property in accordance with the procedure. At present, it is in the defendant’s property investigation process. 1.2 Muse Group Bangkok Company Limited is in debt to the Company
assurance can be given that such matters would not adversely affect the operations of the Group, the ability of the Issuer to satisfy its obligations under the Notes, the Guarantor to satisfy its obligations
where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it
cases where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer