well as significant events after offering for sale of the aforesaid financial instruments, and would prescribe organization of annual meetings in a similar way as required of listed companies. This is to
International Organization of Securities Commissions to which the SEC and the SFC are both signatories. 3 (o) “Overarching Principles Section” means the Overarching Principles Section of the Handbook for Unit
scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
Secretary-general, the International Organization of Securities Commissions (IOSCO) (ที่ 2 จากขวา) เกี่ยวกับความร่วมมือด้านการพัฒนาและการกำกับดูแลตลาดทุน ที่โรงแรมฮิลตัน ณ เมืองซิดนีย์ ประเทศออสเตรเลีย
organization in Tambon Mai- Khao ,Amphoe Thalang, Phuket with Hydro Enterprise & Aqua Design company Limited (HYDRO), subsidiary of GS in 99.99 percent of total paid-up capital of HYDRO. The contract is for a
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
products ลำดับที่ Vendor / Product ตัวอย่าง Trend Micro 1 2 3 2.6 Virtual machine software/tool *ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Vmware 1 2 3 3. Scope 3. ระบบ IT ที่อยู่ในขอบเขต
Investors from the Provisions of Public Offering for Sale of Securities dated 12 August 2012 shall be repealed. Chapter 1 General Provisions _________________________ Division 1 Scope of the provisions