website at: www.thaibma.or.th via this link: https://www.thaibma.or.th/EN/Rule/PublicHearing/sec140624.aspx  ______________________

appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and

the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

and social responsibility. The award consideration criteria are divided into four categories, namely (1) performing duties responsibly, (2) performing duties under the rule of law, (3) operating in

SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management

หลักเกณฑ์เกี่ยวกับการคัดกรองสินทรัพย์ที่กำหนดให้ผู้ประกอบธุรกิจที่เป็นศูนย์ซื้อขายสินทรัพย์ดิจิทัล ต้องมีระบบงานในการคัดเลือกสินทรัพย์ที่จะนำมาให้บริการซื้อขาย (listing rule) ซึ่งมุ่งเน้นการคัดกรองเฉพาะ

comply with rule preventing any person or group of persons from holding more than 1/3 of total investment units sold which has already been applicable to other types of mutual funds. In case where any

 Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance

has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose

Bangkok, May 8, 2015 ?The SEC is seeking public comment on proposed rule revisions concerning registrar of provident fund (PVD), establishment and management of PVD in order to facilitate the