e-service Online Submission See canceled document Securities Brokerage Business >> Revocation of License (Section 147) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Underwriter Business >> Revocation of License (Section 147) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Dealer Business >> Revocation of License (Section 147) Type Title Section See Document Status Notified Date Effective Date 1. Act
of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of
business operator after license revocation, and (6) stating the scope on supervision of infrastructure service providers in the capital market which would allow the operators to conduct their business
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration
more timely and appropriate in line with the industry developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex