financial statements for the five said accounting periods, which have been audited and reviewed by its auditor, and disclose such information publicly and promptly because financial statements are material
confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992 requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC
of regulations will depend on the type of securities being offered; whether they are existing or new securities and whether they are offered privately or publicly. These are important factors to
Central Bankruptcy Court granted the withdrawal on 12 July 2017 ? POLAR failed to publicly notify such fact within the submission date of the request and was 25 days late in complying with such disclosure
assessments which show that publicly listed Thai firms have efficiently met the ASEAN standards in the area of CG implementation and maintained the leading position in the region for the past three consecutive
a private placement. In this regard, SCG would make a partial offer of GLOBAL shares, which was expected to increase business strength for GLOBAL. The aforementioned agreement was publicly disclosed
-11 June 2018 before the inside information was publicly disclosed on 12 June 2018. As a result, Kongpat benefited from the NOBLE share purchase at the amount of 7,043,960 baht. Kitti’s disclosure of
offense. The purchases of UOB8TF units in both cases were done before the inside information was publicly disclosed through SET on 7 March 2016, and the sales thereof generated profits or averaged out
-assessment at the conclusion of each Action Plan to ensure that facilities have bridged the identified gaps. 4. Other requirements The issuer must publicly disclose the accredited assessor’s report on the
สามารถเข้าไปติดต่อใช้บริการธุรกิจหลักทรัพย์ได้ (publicly accessible physical office) ดังนั้น สถานที่ที่บริษัทหลักทรัพย์จัดให้มีขึ้นเพื่อใช้ดำเนินงานโดยไม่เปิดให้บุคคลทั่วไปเข้าไปติดต่อได้ เช่น