SHARE : SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies Wednesday 20 July 2022 | No. 116 / 2022 Bangkok, 20 July
clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests. Due to its failure to
lecture on Governance, Risk Management and Compliance (GRC) for executives Communicating the Anti-Corruption Policy and prohibition of insider trading to directors and employees via KBank internal
Instruments. The company has been affected by the government measures under the Emergency decree due to the prohibition a restriction on the people movement across provinces for some ongoing projects. However
the declaration of emergency in the notification of the temporary prohibition of aircraft from flying into Thailand , causing the customers of the project which are foreigners cannot transfer the
allow SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement SEC public hearing on a draft regulation regarding prohibition of digital asset business operators
securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also
the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
foreign investment allotment for Digital Asset Fund Manager. https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=854 SEC public hearing on a draft regulation regarding prohibition of digital asset business