information sharing amongst regulators in light of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7715 SEC and SET run a joint public hearing on the proposed prohibition of investment company

/Pages/News_Detail.aspx?SECID=7381 SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies )  Define a company possessing

financial institution; (5) being in the period specified by the order of the SEC Office regarding suspension, revocation or prohibition from work in any position or any nature of work as personnel in

SHARE : SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies Wednesday 20 July 2022 | No. 116 / 2022 Bangkok, 20 July

Instruments. The company has been affected by the government measures under the Emergency decree due to the prohibition a restriction on the people movement across provinces for some ongoing projects. However

the declaration of emergency in the notification of the temporary prohibition of aircraft from flying into Thailand , causing the customers of the project which are foreigners cannot transfer the

allow SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement SEC public hearing on a draft regulation regarding prohibition of digital asset business operators

securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also

the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________

Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________