Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
newly issued ordinary shares is lower than 90 percent of the market price of the Company’s shares prior to the first date that offering of the newly issued ordinary shares, the Company shall prohibit
lower than 90 percent of the market price of the Company’s shares prior to the first date that offering of the newly issued ordinary shares, the Company shall prohibit SUTGH and the SUTGH’s shareholders
, the Company shall prohibit SUTGH and the SUTGH’s shareholders who shall receive such share after the dissolution and liquidation of SUTGH to sell the Company’s newly issued ordinary shares within 1 year
) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law
specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for
business operator who is a wallet provider to enable identification of the clients who make transactions in the system; (3) To prohibit the digital asset business operator from providing
=951 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public