> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
(Sudtiastasilp (or Jiraphoj Phatiphothiwat) for manipulating the share price of Thai Yuan Metal Plc. (TYM); presently known as The Steel Plc. (THE). With the referral from the Stock Exchange of Thailand, the SEC
manipulating share price of Thai Plastic and Chemicals Plc. (TPC). With the referral from the Stock Exchange of Thailand on irregular trading of TPC shares by a group of persons, the SEC probed into the case and
city/town/sub-district municipality Matters under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower SHARE : For
traded RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In
non-public information material to SPSU share price. As {A} was one of the sellers comprising SPSU, S.P. International Co., Ltd. (SPI) and some of family members, they learnt of a draft Memorandum of
July 27 ? August 10, 2011, Yongyuth, then CEO of TUCC, told Vorakun to sell 17,475,100 TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share
traded {X1} Company shares in such a way that taking advantage of others by using non-public information material to {X1} Company share price which was {X1} Company's 315.79 million operating net loss in
persons’ securities trading accounts. They traded RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing