. In the scheme, Mr. Sun Dongvanpakdee and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading
company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
AGM การประเมิน Detail Content ระดับประเทศ ASEAN CG Scorecard CG-ROSC CG Watch Doing Business Dow Jones Sustainability Indices Corruption Perception Index: CPI ASEAN CG
AGM การประเมิน Detail Content ระดับประเทศ ASEAN CG Scorecard CG-ROSC CG Watch Doing Business Dow Jones Sustainability Indices Corruption Perception Index: CPI ASEAN CG
) Main Findings • Perceived risks – Cash holders perceive higher risk while modern investors perceive less risk than it should be – Old-fashion are more accurate in term of risk perception – Risk is viewed
penalty to be imposed on the offender. Appeal Any person who is affected by, and disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC
shall not affect the existing rights of the unitholders. (2) The mutual management company may allow the unitholders to switch their investment units from one class to another. The procedure for the
; 2) The debt instrument or claim shall not be included when calculating the fund's NAV. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall
shall not affect the existing rights of the unitholders. (2) The mutual management company may allow the unitholders to switch their investment units from one class to another. The procedure for the
; 2) The debt instrument or claim shall not be included when calculating the fund's NAV. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall