Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel
Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Association of Securities Companies (ASCO), led by Chairman Pichet
equity analysis and preparation of analyst reports. Executives and experts share their views and practical experience on the matters with participants from securities industry including executives
designated partner with the required authority and resources and take responsibility for the adequacy of firm’s procedures? 4 For firms without designated Quality Control partner, do the principals meet
in the part of employments and activities of directors and executives of listed companies. The proposed amendment aims to enhance disclosure of information by requiring that directors and executives of
SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the
. Jomkwan Kongsakul and Mr. Anek Yooyuen, along with SEC executives and staff, participated in a merit-making ceremony on the occasion of the New Year's Day 2024 at the SEC Building on 4 January 2024.
Miss Angkakarn Tantiviroon Between May 10, 2007 and July 31, 2007, Miss Angkakarn Tantiviroon colluded or agreed with other principals to trade shares of Rich Asia Steel Public Company Limited (RICH
Miss Angkakarn Tantiviroon Between May 10, 2007 and July 31, 2007, Miss Angkakarn Tantiviroon colluded or agreed with other principals to trade shares of Rich Asia Steel Public Company Limited (RICH