program. The primary objective is to empower trainers with comprehensive knowledge, addressing the specific financial challenges of three target groups: (1) individuals with debts, (2) individuals
> The SEC Office's organization structure Our Structure SHARE : Detail Content The SEC Office's o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set
> The SEC Office's organization structure Our Structure SHARE : Detail Content The SEC Office's o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set
the primary factors in enhancing the quality of each audit engagement. Accordingly, in this 3 inspection cycle (2016 – 2018) we carry on monitoring the quality control system of audit firms in the
Department of Thai SEC (Dec 2014) Above 2.1% 1.3 – 1.8%1.8 – 2.1% Note: tracking errors are based on the primary prospectus benchmarks as reported by Morningstar. Sample includes equity large-cap and index
professional ethics, the provisions of law relating to auditors, and the SEC regulations. Furthermore, registered auditors shall work for audit firms that have an audit quality control system in compliance with
foreign companies seeking a primary listing* and a secondary listing.** The amended regulations have been published in the Government Gazette and have become effective since 1 February 2023
ThaiBMA executive team, on 3 November 2023 at the SEC Building. The meeting was convened with the primary objective of fostering collaboration in the development and enhancement of standards related to the
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business : (1) risk management system; (2) investment control system; (3) system for preventing access to inside information
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business: (1) risk management system; (2) investment control system; (3) system for preventing access to inside information