trading and providing of derivatives services by the securities company issued by virtue of the Securities and Exchange Act B.E. 2535 (1992) and such derivatives broker possess qualifications specified in
derivatives broker possess qualifications specified in Clause 6, it shall be deemed that such derivatives broker is allowed to invest in derivatives contract for their proprietary account according to this
virtue of the Securities and Exchange Act B.E. 2535 (1992) and such derivatives broker possess qualifications specified in Clause 6, it shall be deemed that such derivatives broker is allowed to invest in
be granted approval by the SEC shall possess qualifications of an individual person and of the firm to which the auditor is attached as prescribed by the regulations summarized below: Individual
major shareholders and company’s executives. The Office of Securities and Exchange Commission requires that at least one third of the board be independent directors and fully possess characteristics as
major shareholders and company’s executives. The Office of Securities and Exchange Commission requires that at least one third of the board be independent directors and fully possess characteristics as
seeking an approval to act as a mutual fund manager shall not possess any of the following prohibited characteristics: (1) Being a bankrupt; (2) Having been imprisoned by a final court judgment for an
company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant seeking an approval to act as a mutual fund manager shall not possess any of the
company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant seeking an approval to act as a mutual fund manager shall not possess any of the
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may