(Newest) Date (Oldest) SEC Search ( 2 ) http://172.19.1.196:8983/solr/secweb/select?q= electronic possession OR " electronic possession " OR " electrical ownership " OR " electrical control" OR "digital
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
group of persons who authorized a management company to manage a private fund; “Liquid asset ” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes https
SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with
Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
" electronic possession" OR "electrical ownership" OR "electrical control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype https://secsearch.sec.or.th/?search
") control system which is the persons not appointed from Finnomena or obtained an approval from SEC Office performed IC’s duty. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement
Translation or a group of persons who authorized a management company to manage a private fund; “Liquid asset ” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes