Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had
behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved
behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
translation is strictly for reference. 3 Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
ว่าการธนาคารแห่งประเทศไทย ซึ่งเข้าเยี่ยมชมบูธของ ก.ล.ต. ภายในงาน Bangkok Fintech Fair 2019 : Collaboration for the Future of Finance ที่จัดขึ้น ณ อาคารศูนย์การเรียนรู้ ธนาคารแห่งประเทศไทย ระหว่างวันที่
Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and
customers suspect the company of fraud or unauthorized disposal of customer assets, resulting in financial damage. The SEC has been investigating the above issues while maintaining continued collaboration
Ms. Jittikarn Wongkampoo, Director of Corporate Communication Department, the Securities and Exchange Commission (SEC), engaged in a discussion on “Strengthening Collaboration against Scams for a
เตรียมพร้อมคนไทยในการเข้าสู่โลกดิจิทัลเต็มรูปแบบ (Strengthening Collaboration Against Scams for a Safer Thailand’s Digital Future)” ภายใต้งาน Anti-Scam and Integrity Summit 2023: Strengthening