imposed when the SEC is granted an approval of the Civil Sanction Committee, which comprises five members, namely: (1) the Attorney-General; (2) the Permanent Secretary of the Ministry of
offender The Civil Penalty Committee shall consist of enforcement and financial experts, namely the Attorney-General as Chairperson, the Permanent Secretary of the Ministry of Finance, the Director-General
end markets * This number combines permanent and temporary employees. 3© Indorama Ventures 2024 IVL started its sustainability journey since 2010, which has built its strength towards climate change
. Ajarin Pattanapanchai, Permanent Secretary of the Ministry of Digital Economy and Society, signed the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7473 SEC reveals guidelines to regulate digital
. Check and balance system. By appointing a person who will monitor and inspect for the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the
than the objectives provided in 1 and 2 shall be approved by the authorized person (such as compliance). (Translation) 3. Check and balance system. By appointing a person who will monitor and inspect for
managing the client’s assets as prescribed under Clause 4(1), the SEC Office shall inspect and verify the client’s assets by taking the following actions: (1) inspecting the client’s assets under possession
managing the client’s assets as prescribed under Clause 4(1), the SEC Office shall inspect and verify the client’s assets by taking the following actions: (1) inspecting the client’s assets under possession
managing the client’s assets as prescribed under Clause 4(1), the SEC Office shall inspect and verify the client’s assets by taking the following actions: (1) inspecting the client’s assets under possession
related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to