rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the
project successfully and also sold all of the Industrial lands completely. There are the last 4 lands which have made purchase agreement and still remained for transferring ownership and the company does
not be considered as an appointment of an agent to undertake custody of clients’ assets . Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
2017 from the increase of the new transferring project 9 projects (KnightsBridge Sky City Sapanmai, Notting Hill The Exclusive Charoenkrung, Pause Sukhumvit103, KnightsBridge The Ocean Sriracha
amount 116.96 million Baht, (because of transferring to long-term loan from the financial institute in the quarter ended June 30, 2017). The long – term loan increased in amount 284.69 million Baht because
transferring to long-term loan from the financial institute in the quarter ended September 30, 2017). The long – term loan increased in amount 382.86 million Baht because of the new loan in the quarter ended
borrower, etc. In case of a disposition of securities and derivatives, specify the method of such disposition, for example, selling on the Stock Exchange, selling off the Stock Exchange, transferring
transferred to the customers. MahaNakhon Project: The Ritz-Carlton Residences, Bangkok (“RCR”) of MahaNakhon project has started transferring the residences to the customers since April 2016, and also showed