Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2)
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring the business operators to submit the report in electronic form instead of paper in order to reduce burden on
fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed
business operators. Meanwhile, it can also help issuers and investors in terms of cost-effectiveness and market accessibility,” added SEC Secretary-General. Launched on 3 September 2019, the DLT project
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services
exemption from the calculation to support agricultural commodity business operators. The new fee is expected to be imposed on derivatives exchange business operations from the year 2021 onwards.Currently
services decreased due mainly to high business competition, especially when commercial banks began big player in offering e-payment services to the merchants. In addition, other operators started offered