mutual funds under management of the same asset management company only up to two tiers for general mutual funds may not be flexible enough.  The SEC has therefore revised the governing rules in this

that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment

investment to deal with legitimate business operators only to ensure proper legal protection.  To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies

stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing

information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but

meeting appointment letter to the committee not less than seven (7) days before the meeting except the case of urgent meeting to preserve company’s benefit, then, the meeting appointment will be sent to the

to note that this is an unofficial English translation which has not been subjected to an official review by the SEC Office. Readers should be aware that only the original Thai text has legal force and

Microsoft Word - SorkhorNor 37-2550 final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

Translation (UNOFFICIAL TRANSLATION) PAGE 2 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand

and medium of exchange and the undertaking of digital asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by