/ monitored on an ongoing basis or what process taken to reduce that risk. 9 How is client continuance dealt with in the cases of proposed or ongoing litigation? 10 Has the firm been in any tender process
on an ongoing basis or what process taken to reduce that risk. 9 How is client continuance dealt with in the cases of proposed or ongoing litigation? 10 Has the firm been in any tender process
ทั้งนี้ ประกาศดังกล่าวจะมีผลใช้บังคับใช้ตั้งแต่วันที่ 16 มีนาคม 2550 เป็นต้นไป(สรุปหลักการประกาศและแผนภูมิในการทำ KYC/CDD และ ongoing KYC/CDD ตามสิ่งที่ส่งมาด้วย 2 และ 3 ตามลำดับ)  
with rules specified by the SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets
SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets, without or not complying
the ongoing management of the product mix and improved assortment planning for all product range. This includes product development under the private brand to enhance the gross margin. In March, the
, the Company’s margin loan balance was Baht 1,913 million. The Company controls the risk of such loans by establishing credit limits for clients and analyzing their financial position on an ongoing basis
on an ongoing basis. 1.4 Gains and returns on financial instruments The Company’s gains and returns on financial instruments in 2019 was Baht 1,706 million, similar to the previous year which were Baht
of Capital Flow The Company will use its excess cash flow for this acquisition and still have adequate working capital for its ongoing operations. 8. Opinion of the Board of Directors on the