Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 175/2022

Office (SEC) within January 24, 2022 (as specified by SEC). However, KTX prepare and submit the result of debenture sale report to the SEC on January 27, 2022 which is in violation of the Securities and

derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of  an imprisonment up to

of the Derivatives Act B.E.2546 (2003). In addition,the operation constituted public frauds and a violation of Section 343 of the Penal Code This case is under consideration of the public prosecutor

B.E.2546 (2003). In addition, the operation constituted public frauds and a violation of Section 343 of the Penal Code. This case is under consideration of the public prosecutor. DV Act S.16 and

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official

Mr. Kanok Juntarachot Mr. Kanok Juntarachot, director of K.N.O. Marketing Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the

Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E

Mr. Rak Suwanrod Mr. Rak Suwanrod, director of M.B. Network Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E