(if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (✔) Other (please specify): Convertible Debenture (CD) 2.2 ( ) Commencement of

(if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (✔) Other (please specify): Convertible Debenture (CD) 2.2 ( ) Commencement of

(if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (✔) Other (please specify): Convertible Debenture (CD) 2.2 ( ) Commencement of

(if known)) ( ) Subscription in excess of rights offering ( ✔) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please specify): 2.2 ( ) Commencement of status of a concert party

(if known)) ( √ ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please specify): 2.2 ( ) Commencement of status of a concert party

Mutual Fund Manager   19. Report/Form (Notification of Securities and Exchange Commission) Form 133-2 Report on the Commencement Date or Temination Date of Performance of Duty as Private Fund Manager   20

any unlawful benefits for themselves or others at the expense of the business operator.   Noted: Filing a criminal complaint is the commencement of the criminal process. Under the Criminal Procedure

criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before recommending the case to the public attorney who has authority for

proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who ceases all businesses. Clause 3 An

paragraph, the intermediary shall proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who