client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent
To break or not to break: Evidence from price discovery process of Thai stocks during the pre-opening of each trading session To break or not to break Evidence from price discovery process of Thai
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 20/08/2019 - 23/08/2019
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 10/05/2023 - 12/05/2023
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2021 - 12/05/2021
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 23/09/2019 - 27/09/2019
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 13/05/2024 - 21/05/2024
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 16/08/2016 - 23/08/2016
ONE ASSET MANAGEMENT LIMITED| | Offering Date : 31/05/2024 - 06/06/2024
SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules...