necessary and shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the
to allot such shares to the public. Other conditions and details necessary for the offering of shares as deemed appropriate and not contrary to or inconsistent with the law and / or relevant rules and
to allot such shares to the public. Other conditions and details necessary for the offering of shares as deemed appropriate and not contrary to or inconsistent with the law and / or relevant rules and
to allot such shares to the public. Other conditions and details necessary for the offering of shares as deemed appropriate and not contrary to or inconsistent with the law and / or relevant rules and
to allot such shares to the public. Other conditions and details necessary for the offering of shares as deemed appropriate and not contrary to or inconsistent with the law and / or relevant rules and
of Business Operation: Derivatives agents must have in place (1) clear organization structure, (2) working system that prevents conflict of interest and the leak of information, (3) risk management
that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the
manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules and regulations
derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules
. Thus, communication with all stakeholders as today is essential. The announcement of this SEC Strategic Plan marks the beginning of sustainable collaboration among stakeholders and market participants