investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private... https://www.sec.or.th/EN
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
owner is given. All requests for public or commercial use and translation rights should be submitted to rights@oecd.org. Requests for permission to photocopy portions of this material for public or
documentation.doc matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes
sufficiency to ensure work efficiency, including monitoring and supervision of the subsidiaries to prevent exploitation of asset owned by the Company or subsidiaries resulted from misconducts of the Company’s
data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and
concerning Granting Permission of Securities Business B.E. 2551 (2008) as amended by the Ministerial Regulation concerning Granting Permission of Securities Business (No. 3) B.E 2555 (2012) and the first
12 การยกระดับความเช่ือม่ัน Source : https://www.set.or.th/th/about/setsource/insights/article/318-set-boost-supervision ยกระดับกระบวนการก ากับดูแลท้ัง 5 ขั้นตอน กระบวนการ Pre-Listing & Listing
พันธมิตรและความเช่ือมโยงกับตลาดอ่ืน รวมถึงแลกเปล่ียน ประสบการณ์ในการท า financial statement surveillance 16 ยกระดับคุณภาพงานสอบบัญชี 2,860,000 - พัฒนา E-Audit Workpapers และสร้าง EQCR & Monitoring teamให้