shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as
contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as follows: (a) for the
operation in foreign countries, such plan shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel
market supervision and enforcement: Emphasis will be given to efficient and timely monitoring system and systemic risk. Regulatory amendments highlight such areas as capital adequacy, risk management
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
procurement of benefit 3. Market overview of the business of procuring benefits from REIT’s assets 4. Risk factors 5. Legal disputes 6. Other relevant information Part 3: REIT Supervision and Management 7
Bangkok, November 28, 2012 ? The Securities and Exchange Commission of Thailand ("SEC"), signed a Memorandum of Understanding ("MoU") with the Commission de Surveillance du Secteur Financier of