information memorandum is correct, complete, does not contain any false statement, concealment of material facts that are needed to be disclosed, nor statement that may be materially misleading. 2. Financial
, accurate and complete in all respects. I also certify further that the said documents neither contain any false or misleading statement in materiality nor omission of any material statement that ought to be
) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11
clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients
due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary
comply with the auditing standards and to perform proper audit on the SECC financial statements from 2005 to 2007, misleading the users of such financial statements to believe that such documents were
trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor
during 28 -29 August 2023. His actions created a misleading impression for the public regarding the prices or trading volumes of the securities. Additionally, these cases involved placing securities
registration statement with care and hereby certifies that the information is accurate, complete, not false or misleading, and does not lack material information that should be notified. In addition, the Company
securities and exchange ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or materially misleading information. Division 4 Specific