to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
. Clause 3. In this notification: “securities” means securities which are debt Securities; “securities company” means a company licensed to undertake securities business in the category of securities dealing
this case, taxonomy-alignment assessment of these activities is not possible. However, this does not automatically mean that all of the Out-Of-The-Scope activities fall into red activities category. It
Commission No. KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of
/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of Section 16 of the
company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Private fund management company” means any securities company licensed to
category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Securities company
company or private fund management company; (5) “Mutual fund management company” means any securities company licensed to undertake securities business in the category of mutual fund management; (6
” means any securities company licensed to undertake securities business in the category of mutual fund management; (6) “Private fund management company” means any securities company licensed to undertake