e-service Online Submission Derivatives Investment Manager Licensed Derivatives Fund Manager | Registered Derivatives Fund Manager Company Name Head Office Data not found Note : * refers to
dated 4 June 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “executive” means a manager or an authorized management person; (2) “manager” means a person
Online Submission CA - Download Forms / Manuals Derivatives Investment Manager Licensed Derivatives Fund Manager | Registered Derivatives Fund Manager Company Name Head Office 1. KASIKORN ASSET
10% of the total number of voting shares of any juristic person. “executive” means a manager, the first four executives below the manager, and every person with a position equivalent to the fourth of
arrange for the branch office to have a manager appointed by the head office to manage the operation and personnel of the branch office within the permitted scope of services. Clause 10. The online branch
been permitted to establish a branch office which is not an online branch, the management company shall arrange for the branch office to have a manager appointed by the head office to manage the
responsible person under 6.1 Located at the online branch office Not located at the online branch office, being: Officer from the Head Office Branch manager of a full branch office Located at
time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company
for the full-service branch office to share the securities operation unit with the head office or other full-service branch offices. In case of absent of the branch office manager under the first