under receivership by court order, the person with the proceeding power shall segregate and manage the https://publish.sec.or.th/nrs/6121pe.doc แบบแสดงราการข้อมูลประจำปี renewal of approval, provided that
interest of investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind
investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection
the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes a management company to manage a
Microsoft Word - APCON loan 30 mb Roll-over 2 _EN_ page 1/3 August 17, 2020 Subject : Notification of extension of financial assistance period to associated company (Connected person) To : The
Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category of inter - dealer brokerage shall- (1) not have shareholder or controlling
to be done by provisions of law, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category
, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the
and entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint
entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an