%20Investor%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form
records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s
entries in documents of IFEC to deceive any person about the value of CRS's shares. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311 312 313 in
IFEC as well as made false entries in documents of IFEC to deceive any person about the value of CRS's shares. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC
entries in documents of IFEC to deceive any person about the value of CRS's shares. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311 312 315 in